Arthroplasty for Posttraumatic Conditions of the Elbow
DEFINITION
Posttraumatic conditions of the elbow represent a variety of disorders involving the elbow as a result of previous injury. Included among the posttraumatic conditions are as follows:
Posttraumatic arthritis
Primary pathology involves posttraumatic degeneration of the articular surface. Secondary pathologies can include contracture, loose bodies, and heterotopic bone.
Nonunion of the distal humerus
Present with different amounts of bone loss and instability through the nonunion
Often results from inadequate internal fixation of distal humerus fractures and typically occurs in the supracondylar region
Total elbow arthroplasty (TEA) is considered when reconstruction of the nonunion is deemed impossible or undesirable.
Dysfunctional instability of the elbow
Special clinical situation where the fulcrum for stable elbow function is lost.15 The forearm is dissociated from the brachium with the forearm displaced medially and contracted proximally (FIG 1). This leads to attenuation of the lateral soft tissues and contracture of the medial soft tissues.
Chronic instability (dislocation)
Chronic ligamentous instability of the elbow can lead to progressive articular cartilage degeneration and subchondral bone loss, particularly in the elderly, osteopenic patient.
FIG 1 • Radiograph demonstrating dissociation of the forearm from the brachium in a patient with an inadequately treated fracture of the distal humerus with resultant nonunion.
Treatment for posttraumatic conditions is individualized, depending on the underlying pathology as well as the functional demands and age of the patient.
ANATOMY
The anatomy in posttraumatic conditions can vary widely. The integrity of the bone stock of the distal humerus, proximal ulna, and radial head must be evaluated. In addition, the soft tissue constraints that contribute to stability of the elbow need to be assessed.
Posttraumatic arthritis involving only the articular surface maintains the integrity of the regional architecture of the joint. There may be associated soft tissue contracture leading to functional limitation.
Nonunion of the distal humerus results in variable deformity. More severe deformity can result in loss of overall alignment of the arm with associated soft tissue contracture.
Dysfunctional instability of the elbow typically results from nonunion of the distal humerus, traumatic bone loss, or surgical excision of variable portions of the distal humerus. By definition, the anatomic relationship of the elbow is disrupted, resulting in dynamic or static dissociation of the forearm from the brachium (FIG 2).
FIG 2 • Photograph of a patient with dysfunctional instability of the elbow. Notice the prominent distal humerus and proximal migration of the forearm medial to the distal humerus.
P.4101
Chronic instability of the elbow can result from a persistently unstable elbow following dislocation with or without associated fracture. The articular surface is compromised by the initial injury or persistent instability.
PATHOGENESIS
The common pathogenesis of all posttraumatic conditions is an injury to the elbow that compromises the integrity of the articular surface with or without nonarticular involvement of the humerus, ulna, or radius.
The articular surface can be directly injured by trauma or can degenerate over time as a result of a remote traumatic event.
Periarticular trauma and hemorrhage involving the capsule and musculotendinous tissues about the elbow can lead to intra-articular and periarticular fibrosis leading to intrinsic and extrinsic stiffness of the elbow.
PATIENT HISTORY AND PHYSICAL FINDINGS
Patient History
The patient history is directed at gaining information about the initial injury, treatments undertaken, complications of treatment, presenting complaints, and patient expectations.
Detailed investigation of the patient's symptoms should include questions regarding the degree of pain, presence of instability or stiffness, and mechanical symptoms of catching or locking.
Physical Examination
Inspection of the elbow
Presence and location of previous skin incisions or persistent wounds Alignment of the extremity at rest and with attempted motion Prominent hardware
Range of motion
Active range of motion (AROM) is assessed and compared to the opposite side. The degree of motion, smoothness of motion, and feel of the end point is established.
Passive range of motion (PROM) is then assessed and compared to the active motion arc.
Palpation of the elbow should systematically review all of the bony and soft tissue structures of the elbow. Neurovascular examination should carefully assess motor and sensory function of the extremity.
The ulnar nerve needs to be carefully assessed. If previously surgically manipulated, its location should be identified if possible.
A functional requirement for consideration of TEA is functional elbow flexion (biceps and brachialis muscles). Functional extension (triceps muscle) is less critical than active flexion but should be carefully assessed.
IMAGING AND OTHER DIAGNOSTIC STUDIES
Plain X-rays
Orthogonal views of the elbow are required (FIG 3).
A good lateral radiograph can usually be obtained except in cases of severe deformity.
If there is a significant flexion contracture, it can be difficult to obtain a useful anteroposterior (AP) radiograph. Inability to obtain a proper AP radiograph will typically result in overestimating the amount of joint destruction.
FIG 3 • A,B. AP and lateral radiographs of the elbow in a patient with posttraumatic arthritis of the elbow.
Oblique radiographs supplement the AP and lateral images.
Advanced Imaging
Computed tomography (CT) scan
CT scans are particularly helpful in assessing the structural integrity of the humerus, radius, and ulna.
Identifying the presence of periarticular deformity and the integrity of the articulations are facilitated by CT scan.
Three-dimensional reconstructions provide a better understanding of any deformity.
Magnetic resonance imaging (MRI)
MRI is rarely needed in the assessment of a posttraumatic joint.
DIFFERENTIAL DIAGNOSIS
Nonunion/malunion of the distal humerus Posttraumatic stiffness of the elbow Chronic dislocation of the elbow
Traumatic bone loss or surgical excision of bone leading to instability
NONOPERATIVE MANAGEMENT
The success of nonoperative management depends on specific features of the pathology and the motivation and goals of the patient.
Activity modification attempts to reduce the forces across the elbow.
Overly aggressive attempts to maintain range of motion of the elbow, although commendable, can cause inflammation that is counterproductive to improved motion.
External bracing is occasionally used to support an unstable extremity. However, in general, bracing is poorly tolerated and functionally limiting.
SURGICAL MANAGEMENT
Surgical management is directed at addressing the underlying cause of disability, taking into consideration the patient's age, physical requirements, and expectations.
P.4102
Total Elbow Replacement
Patients with posttraumatic conditions of the elbow tend to be younger than other patients undergoing TEA.4,5,6,11,14,15,17
In this group of patients, TEA should be considered in patients who
Have failed appropriate nonoperative management
Are not an appropriate candidate for other surgical options Are willing to adopt a more sedentary lifestyle
Have no absolute contraindications to the procedure
Preoperative Planning
Implant Selection
Implants are described in terms of their physical linkage (linked, unlinked, or linkable) and on their constraint (constrained, semiconstrained, minimally constrained).
Linkage is determined by whether the components are physically joined.
Constraint is a more poorly defined quality of an implant. It depends on the geometry of the implant and its interaction with stabilizing soft tissues about the elbow.8
Linked (semiconstrained) designs
Linked implants have the advantage of being universally applicable to all posttraumatic conditions of the elbow.
Unlinked designs
The requirement for the use of unlinked designs in posttraumatic conditions of the elbow is integrity of the collateral ligaments and limited deformity such that normal anatomic relationships can be reestablished.
Linkable designs
Linkable designs have been developed to take advantage of the features of an unlinked implant while capturing the universal applicability of the linked implants. They can be converted from unlinked to linked
either at the time of an initial surgery if stability cannot be conferred or remotely if instability becomes an issue postoperatively.
Positioning
Patients are placed supine on the operating table with a bump under the ipsilateral shoulder. The arm should be freely mobile through the shoulder to allow manipulation of the joint throughout surgery. The arm can then be placed across the body on a bump or externally rotated through the shoulder and flexed at the elbow (FIG 4).
FIG 4 • Patient positioning for TEA with the arm across the body supported on a bolster.
TECHNIQUES
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Surgical Approach
A straight posterior skin incision placed off of the medial aspect of the olecranon is preferred. Previous incisions may modify the location of the incision. Regardless of the incision used, deep access to the medial and lateral aspect of the joint is required.
The ulnar nerve is identified. If not previously transposed, the nerve is transposed anteriorly. If the nerve was previously transposed, it only needs to be identified but not formally dissected unless the position of the nerve places it at risk during surgery.
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Triceps Management
Triceps-reflecting approaches are preferred over triceps-sparing approaches for posttraumatic conditions. Posttraumatic scarring and deformity can make a triceps-sparing approach difficult unless a nonunited distal humeral segment is to be resected.
A Bryan-Morrey approach is typically performed12 (TECH FIG 1). The medial aspect of the triceps is developed proximally, whereas the interval between the anconeus and flexor carpi ulnaris (FCU) is developed distal to the olecranon. The triceps is reflected from medially to laterally in continuity with the
anconeus. Release of the lateral collateral ligament (LCL) and medial collateral ligament (MCL) completes the exposure and allows separation of the ulna from the humerus.
The modification of the Bryan-Morrey approach involves release of the triceps insertion onto the ulna
through an extra-articular osteotomy of the dorsal tip of the ulna19 (TECH FIG 2). The rationale for this modification relates to the recognized complication of triceps insufficiency that occurs with soft tissue
release of the triceps.1 The osteotomy affords several potential advantages.
Bone-to-bone healing of the osteotomy is more reliable than soft tissue healing of the triceps to the ulna.
Failure of the osteotomy to heal can be identified radiographically and addressed early.
P.4103
TECH FIG 1 • Bryan-Morrey triceps-reflecting approach. A. The triceps insertion is released in continuity with the anconeus from medial to lateral. B. Further dissection allows the collateral ligaments to be released.
TECH FIG 2 • The osteocutaneous flap approach. A. The triceps is reflected from medial to lateral. B. The triceps insertion is released with a small fleck of the ulnar attachment.
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Deep Dissection
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In either approach, the collateral ligaments and capsule are released (TECH FIG 3). This permits the ulna to be separated from the humerus. If ligamentous integrity is necessary (ie, unlinked arthroplasty), then the lateral ulnar collateral ligament (LUCL) and MCL should be tagged with plans at reattachment via bone tunnels in the humerus during closure.
Contracted muscles (flexor-pronator and common extensor) are released in order to correct deformity that can result in maltracking of the TEA. The scarring about the elbow is sufficiently released to gain unencumbered access to the humerus and ulna for component implantation.
TECH FIG 3 • After the LCL and MCL are released, the shoulder is externally rotated and the elbow is hyperflexed to allow the ulna to be separated from the humerus.
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Canal Preparation
Humeral Preparation
Remove the central portion of the trochlea in line with the intramedullary canal and open the intramedullary canal with a burr (TECH FIG 4A,B).
Insert the humeral awl reamer in order to identify the intramedullary canal and assesses the adequacy of trochlear bone removal.
Sequentially rasp the humeral canal.
Be sure that the depth of insertion aligns the anatomic axis of rotation with the axis line on the humeral rasp (TECH FIG 5).
Once the final rasp size is identified, leave the rasp in place.
TECH FIG 4 • The central portion of the trochlea is removed in line with the intramedullary canal (A), and the intramedullary canal is opened with a burr (B).
Insert a trephine saw into the pilot hole in the humeral rasp and score the posterior humeral cortex.
There is a depth stop on the trephine saw that will prevent impingement on the humeral rasp.
Attach the humeral cutting guide to the rasp and secure it with a stabilizing pin. Make vertical cuts in the medial and lateral humerus (TECH FIG 6).
Remove the humeral cutting guide and rasp and inset the trephine stabilizer.
The depth of insertion should allow the trephine saw to engage the previous score mark on the posterior score (TECH FIG 7). This may require removal of a small amount of bone anteriorly.
Once all of the cuts are completed, a trial humeral stem is inserted to assess the adequacy of humeral preparation.
P.4105
TECH FIG 5 • Humeral rasp is inserted so that the native axis of rotation is coincident with the axis line of the rasp. This guarantees proper depth of insertion of the final humeral component.
TECH FIG 6 • The vertical cutting guide prepares the medial and lateral aspects of the humeral yoke and connects to the trephine score line.
TECH FIG 7 • The trephine stabilizer allows completion of the distal humeral preparation. Proper depth of insertion of this guide may require removal of a small portion of bone from the anterior humerus.
Ulnar Preparation
The tip of the ulna is removed to the depth of the greater sigmoid notch. Prepare the intramedullary canal of the ulna (TECH FIG 8).
The entrance to the canal is located at the base of the greater sigmoid notch in line with the ulna.
Insert a 4.5-mm solid flexible reamer to define the ulnar intramedullary canal. A depth mark on the reamer assists in determining the length of canal preparation.
A guidewire is inserted into the canal and confirmed fluoroscopically. Sequential reaming with cannulated reamers is performed until the canal is prepared to the desired size.
Insert the pilot rasp, being sure to maintain the correct orientation of the rasp to the flat surface of the dorsal surface of the olecranon (TECH FIG 9).
TECH FIG 8 • Ulnar canal preparation begins by (A) opening the intramedullary canal with a burr then
(B) defining the intramedullary canal with a 4.5-mm solid flexible reamer.
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TECH FIG 9 • Proper rotation of the pilot rasp is assured when the back of the rasp is parallel to the flat portion of the dorsal aspect of the olecranon.
Sequentially rasp the canal to prepare the proximal ulnar canal. The ulnar canal is sequentially rasped until the eye of the final rasp sits centrally within the native greater sigmoid notch (TECH FIG 10).
With the final rasp in place, the ulnar planer is engaged into the medial and lateral aspects of the eye of the rasp to clear bone for the polyethylene ulnar bushing (TECH FIG 11).
Trial Reduction
The appropriate size and length of ulnar trial is inserted to the appropriate depth. The ulnar trial is articulated with the humeral trial (TECH FIG 12).
The elbow is taken through a range of motion. If full motion is not achieved, be sure the implant depth of insertion is adequate. Remove any bony impingement and release any contracted tissues to obtain full range of motion.
Once full range of motion is achieved, disarticulate and remove the humeral and ulnar trials.
TECH FIG 10 • The final rasp is inserted until the eye sits centrally within the native greater sigmoid notch.
TECH FIG 11 • The medial (A) and lateral (B) walls of the ulna are prepared with the ulnar rasp which allows proper seating of the ulnar bushings.
Cementing the Implant
Cement restrictors are placed in the humeral and ulnar canals to limit cement flow and allow pressurization of the cement mantle.
The humeral and ulnar canals are lavaged and packed with thrombin-soaked sponges to reduce canal bleeding.
Antibiotic-impregnated cement is injected retrograde into the canals and manually pressurized. A thin nozzle is used with the cement in a relatively liquid state to assist in complete retrograde filling of the canal.
TECH FIG 12 • The humeral and ulnar trial implants are inserted and articulated.
P.4107
TECH FIG 13 • The ulnar component is inserted so that the ulnar eye sits centered in the greater sigmoid notch.
TECH FIG 14 • The humeral component is inserted into the prepared canal. As the component is inserted, a bone graft is placed behind the anterior flange and the anterior humeral cortex.
TECH FIG 15 • Once the ulnar component is inserted and the cement has hardened, the ulnar bushings are assembled in situ.
The ulnar component is inserted to the proper depth and rotation. Any extruded cement is removed and the cement is allowed to fully harden (TECH FIG 13).
The humeral component is inserted with the humeral polyethylene bushing preassembled. During humeral insertion, a bone graft is placed behind the anterior flange (TECH FIG 14).
The ulnar bushings are inserted through the ulnar eye and compressed with the bushing insertion tool (TECH FIG 15).
The components are articulated, and set screws are placed to secure the ulnar bushing to the humeral yoke (TECH FIG 16).
The wound is lavaged to remove any residual bone debris and foreign material.
TECH FIG 16 • The ulnar bushings are aligned in the yoke of the humeral component (A) and fully seated with the bushing compression tool (B). Set screws are inserted and tightened with a torque wrench to secure the articulation (C).
P.4108
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Triceps Repair
Place cruciate and transverse drill holes in the proximal ulna (TECH FIG 17).
Perform cruciate repair of the triceps using a no. 5 nonresorbable suture. Return triceps to a position that is slightly overcorrected medially from its anatomic position.
TECH FIG 17 • A. The triceps is repaired using cruciate and transverse drill holes. B. The triceps is overreduced and the repair is initiated by passing a suture through the distal medial to proximal lateral cruciate drill hole. C. A series of locking stitches are placed across the triceps, and the cruciate repair is completed by passing the stitch from proximal medial to distal lateral. D. The transverse repair is started by passing the suture from medial to lateral, capturing the triceps. E. Sequential locking sutures are placed across the posterior triceps, sealing it to the ulna.
Start suture distally on the medial side of the ulna and direct the needle laterally through the drill hole to capture the lateral triceps tendon with a locking stitch. The suture is brought to the midline of the triceps and a second locking stitch is placed slightly more proximal and in the triceps tendon's midline. The third locking stitch aligns with the medial tunnel in the olecranon,
P.4109
and the suture is drawn through the tunnel emerging on the lateral aspect of the reflected mechanism. It is brought through the sleeve of tissue from lateral to medial.
The transverse repair starts by passing the suture medial to lateral through the olecranon. After piercing
the lateral sleeve of tissue, it is brought to the midportion of the triceps tendon, and a locking stitch is
placed slightly proximal to the attachment after which it again pierces the medial aspect of the margin of the triceps.
The sutures are tied with the elbow in approximately 45 degrees of flexion. The FCU fascia and anconeus are then repaired to surrounding tissue.
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Wound Closure
The ulnar nerve is transposed into a subcutaneous pocket and held anteriorly with a fascial sling. A subcutaneous drain is place laterally.
A layered wound closure is performed.
The arm is immobilized in extension with an anterior splint until the drain is removed on the second postoperative day.
Indications
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TEA is considered in carefully selected patients where other nonoperative and
operative measures have been exhausted.
Goals of
treatment
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The goal of treatment is a pain-free, functional arc of motion.
TEA
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Ulnar nerve transposition in all cases
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Triceps-reflecting approach, especially when the joint is very stiff
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Release both the MCL and LCL.
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Release the flexor-pronator and common extensor, particularly if there is significant preoperative deformity.
PEARLS AND PITFALLS
POSTOPERATIVE CARE
The elbow is immobilized in full extension in a well-padded anterior splint.
The arm is elevated on pillows or suspended from an intravenous (IV) pole to reduce swelling. The splint is removed 24 to 48 hours after surgery.
Gentle AROM is begun in flexion, pronation, and supination. Active extension is avoided for 6 weeks to protect the triceps repair. However, gravity-assisted extension or passive extension is permitted.
In general, formal physical therapy is rarely required to regain range of motion. However, formal physical therapy may be beneficial in those patients that struggle to regain their range of motion. The general timeline of therapy is as follows:
Phase I (0 to 6 weeks): Protect the soft tissue and begin protected active-assistive range of motion.
Phase II (6 to 12 weeks): Continue to improve range of motion. Begin strengthening exercises and encourage functional use of the arm.
Phase III (12 to 16 weeks): Return to normal functional activities within the restrictions for TEA. Postoperative stiffness may be helped with splinting. Static splinting is preferred over dynamic splinting. Restrictions
Lifetime limitations of the operated extremity include 5-pound repetitive lifting and 10-pound single-event restriction.
OUTCOMES
Patients undergoing TEA for posttraumatic conditions of the elbow tend to be younger, higher demand. TEA for posttraumatic conditions of the elbow is associated with improved clinical outcomes2,3,4,9,10,13,15,16,17
Higher complication rate is noted for posttraumatic conditions compared to other indications for TEA.18
Mechanical complications such as component fracture and increased polyethylene bushing wear are more common.
Causes of increased complications include the following: Multiple previous surgeries
Deformity of the elbow requiring realignment of the extremity through the implant
COMPLICATIONS
TEA for traumatic conditions is associated with a high complication rate. Major complications include the following:
Infection7,20
Current reports indicate an infection rate of 2% to 5% for primary TEA.
Higher infection rates are noted with posttraumatic arthritis and a history of prior surgery.
Loosening
Triceps insufficiency Underrecognized problem
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Neurologic injury
Incidence of transient ulnar neuropathy is as high as 26% and permanent nerve injury is up to 10%.
Wound complications Associated with prior surgery
Avoid wound complications by the following:
Manage wound by immobilizing in extension postoperatively. Use of a subcutaneous drain to avoid hematoma formation
A significant postoperative hematoma should be evacuated.
Periprosthetic fracture
Can occur intraoperatively or postoperatively Incidence ranges from 1% to 23%.
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